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7.3 Quantum Mechanics

7.3.16 Pauli Exclusion Principle

Why this principle matters

The Pauli exclusion principle is a rule about identical fermions, especially electrons in atoms. It says that two identical fermions cannot occupy the same quantum state at the same time.

This principle is one of the main reasons matter has structure. It explains why electrons fill different atomic states instead of all collapsing into the lowest energy state. Because of it, atoms have shells, chemistry exists, and ordinary matter resists compression.

For identical fermions, no two particles can have the same complete set of quantum numbers in the same system.

What is meant by a quantum state

In quantum mechanics, a quantum state is a full description of a particle within a system. For an electron in an atom, this state is specified by quantum numbers. In the atomic case, the important set is

$$n,\ \ell,\ m_\ell,\ m_s$$

where $n$ is the principal quantum number, $\ell$ is the orbital angular momentum quantum number, $m_\ell$ is the magnetic quantum number, and $m_s$ is the spin projection.

The exclusion principle means that if one electron already has a particular combination of these four numbers, no second electron in the same atom can have exactly the same combination.

Electrons in atoms

A simple and very important consequence is that an atomic orbital can hold at most two electrons, and if it holds two, they must have opposite spin projections.

For a given orbital, the values of $n$, $\ell$, and $m_\ell$ are fixed. The only remaining difference available is spin, so one electron can have

$$m_s = +\frac{1}{2}$$

and the other can have

$$m_s = -\frac{1}{2}$$

but no third electron can fit into that same orbital.

Maximum occupancy of one atomic orbital, $2$ electrons, one with $m_s = +\frac{1}{2}$ and one with $m_s = -\frac{1}{2}$.

Example with the first few atoms

Hydrogen has one electron, so there is no conflict with the exclusion principle.

Helium has two electrons. Both can occupy the lowest energy orbital, the $1s$ orbital, because they have opposite spins.

Lithium has three electrons. The first two fill $1s$, and the third must go to a different state, namely the $2s$ level, because the $1s$ state is already full.

This pattern continues and creates the shell structure of atoms.

AtomNumber of electronsLowest filling pattern
H1$1s^1$
He2$1s^2$
Li3$1s^2 2s^1$
Be4$1s^2 2s^2$
B5$1s^2 2s^2 2p^1$

Relation to fermions

The Pauli exclusion principle applies to fermions, particles with half integer spin. Electrons, protons, and neutrons are fermions. Bosons, which have integer spin, do not obey this restriction and can share the same state.

This difference is fundamental. It is why light, made of photons which are bosons, can have many identical photons in the same state, while electrons in an atom cannot pile into one single state.

Connection with wave functions

In quantum mechanics, identical particles are described by combined wave functions. For identical fermions, the total wave function must be antisymmetric under exchange of two particles.

If particles 1 and 2 are exchanged, then

$$\Psi(1,2) = -\Psi(2,1)$$

Now imagine trying to put two identical fermions into exactly the same state. Then exchanging them would change nothing physically, so we would have

$$\Psi(1,2) = \Psi(2,1)$$

But the antisymmetry condition also demands

$$\Psi(1,2) = -\Psi(2,1)$$

The only way both can be true is if

$$\Psi(1,2) = 0$$

So that state is forbidden.

For identical fermions, the total wave function is antisymmetric:
$$\Psi(1,2) = -\Psi(2,1)$$
This antisymmetry leads directly to the exclusion principle.

Visual picture of allowed and forbidden occupancy

Two electrons in an orbital

The left side shows two electrons with opposite spins in the same orbital, which is allowed. The right side suggests trying to place a third electron in the same state, which is forbidden.

Consequences for the structure of matter

Because electrons must occupy different states, atoms build up in layers of energy levels. This creates the arrangement of electrons that determines chemical properties.

The same principle also helps explain why matter does not collapse into a tiny volume. When many electrons are forced together, they must occupy higher and higher momentum states. This creates a kind of quantum resistance called degeneracy pressure, important in dense astrophysical objects such as white dwarfs.

Summary statement

The Pauli exclusion principle is a rule for identical fermions. In atoms, it means no two electrons can have the same full set of quantum numbers. This gives each orbital a maximum of two electrons with opposite spins and is a key reason for atomic structure and the stability of matter.

Pauli exclusion principle, identical fermions cannot share the same quantum state.
For atomic electrons, no two electrons in one atom can have the same values of $n$, $\ell$, $m_\ell$, and $m_s$.

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7.3 Quantum Mechanics

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